JAMES M. LINDAHL
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/17/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2009017666301 To: Department of Enforcement FINRA Re: James M. Lindahl Investment Company and Variable Contracts Products Representative CRD No. 4513602 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, James M. Lindahl (Lindahl), submit this Letter of Acceptance, Waiver
Reference 2009017666301data-portal.finra.orgfinra.org
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