Nex Systems
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JAMES MICHAEL MIRENDA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/13/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021967901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: James Michael Mirenda, Respondent General Securities Representative CRD No. 2585792 Pursuant to FINRA Rule 9216 af FINRA's Code of Procedure, Respondent James Michael Mirenda ("Respondent") submits this Letter of Acceptance, Waiver and Consent for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2010021967901data-portal.finra.orgfinra.org

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