Nex Systems
Type not stated

James O. Conaway

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/02/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048484001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: James O. Conaway, Respondent Lorraine A. Conaway, Respondent CRD No. 2104502 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, James O. Conaway and Lorraine A. Conaway (collectively, "Respondents") submit this Letter of Acceptance, Waiver and Consent

    Reference 2016048484001data-portal.finra.orgfinra.org

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