Nex Systems
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James Parker Scullin

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/24/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014043554601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: James Parker Scullin, Respondent General Securities Representative CRD No. 1577362 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, James Parker Scullin, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2014043554601data-portal.finra.orgfinra.org

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