Nex Systems
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James R. Hedges IV

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/04/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019062086201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: James R. Hedges IV (Respondent) Former Private Securities Offerings Representative CRD No. 2326924 Pursuant to FINRA Rule 9216, Respondent James R. Hedges IV submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019062086201data-portal.finra.orgfinra.org

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