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JAMES STILL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/20/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006003777301 TO: Department of Enforcement NASD RE: Boenning & Scaliergood, Inc. Member CRD No. 100 Thomas J. Chancler General Securities Principal CRD No. 44417 James Still General Securities Representative CRD No. 5083890 Pursuant to Rule 9216 of the NASD Code of Procedure, Boenning & Scattergood, Inc. ("BSI"), Thomas J. Chancler ("Chancler") and James Still ("Still") submit this Letter of

    Reference 2006003777301data-portal.finra.orgfinra.org

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