James V. Scheidel Jr.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/26/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO.2023079739901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: James V. Scheidel Jr. (Respondent) General Securities Representative CRD No. 4489589 Pursuant to FINRA Rule 9216, Respondent James V. Scheidel Jr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2023079739901data-portal.finra.orgfinra.org
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