Nex Systems
Type not stated

James Wright

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/11/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040024301 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: James Wright, Respondent Registered Representative CRD No. 1629437 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, James Wright submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2014040024301data-portal.finra.orgfinra.org

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