Nex Systems
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JANE STREET CAPITAL LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/23/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015046614501 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Jane Street Capital, LLC, Respondent Broker-Dealer CRD No. 103782 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Jane Street Capital, LLC (''JSCA," "JSCT" or the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2015046614501data-portal.finra.orgfinra.org

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