JANE STREET MARKETS LLC
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/23/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT DEPARTMENT OF MARKET REGULATION 20050000112-02 TO: Department of Market Regulation NASD RE: Jane Street Markets, LLC, Respondent Broker/Dealer CRD Number 104485 Pursuant to Rule 9216 of NASD Code of Procedure, Jane Street Markets, LLC ("NASS") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below.
Reference 2005000011202data-portal.finra.orgfinra.org
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