Nex Systems
Type not stated

Janet R. Neumire

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/03/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050963401 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Janet R. Neumire, Respondent CRD No. 4834287 to FINRA Rule 9216 of FINRA’s Code of Procedure,

    Reference 2016050963401finra.orgdata-portal.finra.org

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