Nex Systems
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Jared Berrios

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/05/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079728801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jared Berrios (Respondent) Investment Company and Variable Contracts Products Principal CRD No. 6226088 Pursuant to FINRA Rule 9216, Respondent Jared Berrios submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2023079728801data-portal.finra.orgfinra.org

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