Nex Systems
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JARED LYNCH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/13/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT MATTER NO. 20110293478 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jared Lynch, Respondent CRD No. 5466811 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jared Lynch ("Lynch"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if

    Reference 2011029347801data-portal.finra.orgfinra.org

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