Nex Systems
Type not stated

JARRED KESSLER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/21/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034964301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA'') RE: Cantor Fitzgerald & Co., Respondent CRD No. 134 Jarred Kessler, Respondent General Securities Principal CRD No. 2778868 Joseph Ludovico, Respondent General Securities Representative CRD No. 3137825 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents submit this Letter of

    Reference 2012034964301data-portal.finra.orgfinra.org

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