Nex Systems
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Jasmit Singh

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/26/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064899201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jasmit Singh (Respondent) Former Investment Banking Representative CRD No. 6483304 Pursuant to FINRA Rule 9216, Respondent Jasmit Singh submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019064899201finra.orgdata-portal.finra.org

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