Nex Systems
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JASON E. SEURER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/30/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110271165 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jason E. Seurer CRD #2541616 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jason Edward Seurer ("Seurer" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2011027116501finra.orgdata-portal.finra.org

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