Nex Systems
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JASON EUGENE ABRUZERE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/28/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jason Eugene Abruzere, CRD No. 4121049 Respondent. Disciplinary Proceeding No. C9B050020 Hearing Officer Alan W. Heifetz ORDER ACCEPTING OFFER OF SETTLEMENT Date: October 27, 2005 INTRODUCTION Disciplinary Proceeding No. C9B050020 was filed on March 22, 2005, by the Department of Enforcement of NASD ("Complainant"). Respondent Jason Eugene Abruzere submitted an Offer of Settlement ("Offer") to Complainant

    Reference C9B050020data-portal.finra.orgfinra.org

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