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JASON FEINGLAS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/22/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014043226101 TO: Deparmtent of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Jason Feinglas Respondent General Securities Representative CRD No. 4297835 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Jason Feinglas, submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2014043226101data-portal.finra.orgfinra.org

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