Nex Systems
Type not stated

JASON GOLDSTEIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/11/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012033318101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jason Goldstein, Respondent General Securities Representative (CRD No. 5062149) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jason Goldstein, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2012033318101finra.orgdata-portal.finra.org

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