Nex Systems
Type not stated

JASON HUNTER LIKENS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/14/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049871601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jason Hunter Likens. Respondent General Securities Representative CRD No. 4716661 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Jason Hunter Likens submits this Letter of Acceptance. Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2016049871601finra.orgdata-portal.finra.org

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