Jason Malcom Pirnie

07/08/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JASON MALCOM PIRNIE (CRD No. 2878458), Respondent. Expedited Proceeding No. ARB240001 STAR No. 20240810310 Hearing Officer– DRS EXPEDITED DECISION July 8, 2024 Respondent failed to pay an industry-related arbitration award and failed to prove that he had a bona fide inability to pay or make a meaningful payment toward the award. Respondent is therefore suspended from associating with any FINRA member in any capacity until he demonstrates that he has: (1) paid the award in full; (2) entered into a fully-executed, written settlement agreement with the arbitration claimants and is in compliance with its terms; (3) petitioned for bankruptcy protection, and the bankruptcy filing is pending; or (4) shown that the award has been discharged in bankruptcy. Appearances For the Complainant: Michael Manning, Esq., Michelle Galloway, Esq., and Jennifer L. Crawford, Esq., Department of Enforcement, Financial Indust

Reference ARB240001data-portal.finra.orgfinra.org