Jason Michael Poschinger

03/27/2025: From September through November 2021, Respondent Jason Michael Poschinger, while registered with FINRA through an association with FINRA member firm OneAmerica Securities, Inc. (OAS) (BD No. 4173) downloaded from the firm’s computer systems confidential information that constituted nonpublic personal customer information and sent the customer data to two non-firm email addresses that he controlled and provided the information to another FINRA member firm (Firm A) for his own benefit. The information related to over 1,300 OneAmerica Securities customer accounts and included customer names, Social Security numbers, phone numbers, addresses, birth dates, account numbers, and account values for over 600 customers. Poschinger did not inform OneAmerica Securities that he was taking the information and he did not give the customers notice and opportunity to prevent the transfer of their information. By virtue of the foregoing, Poschinger violated FINRA Rule 2010...

10/15/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jason Michael Poschinger CRD No. 6450544, Respondent. Disciplinary Proceeding No. 2021073173701 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From September through November 2021, Respondent Jason Michael Poschinger, while registered with FINRA through an association with FINRA member firm OneAmerica Securities, Inc. (BD No. 4173), downloaded from the firm’s computer systems confidential information that constituted nonpublic personal customer information and sent the customer data to two non-firm email addresses that he controlled and provided the information to another FINRA member firm (Firm A) for his own benefit.

Reference 2021073173701finra.orgdata-portal.finra.orgdata-portal.finra.org