Nex Systems
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Jason N. Dukas

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/15/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055028101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jason N. Dukas, Respondent Registered Representative CRD No. 4188239 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Jason Dukas submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2017055028101data-portal.finra.orgfinra.org

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