Nex Systems
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Jason P. Collichio

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/31/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017056432602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jason P. Collichio (Respondent) General Securities Principal CRD No. 4727199 Pursuant to FINRA Rule 9216, Respondent Jason P. Collichio submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that

    Reference 2017056432602data-portal.finra.orgfinra.org

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