Nex Systems
Type not stated

JASON PAUL FETTIG

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/25/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026158901 To: Department of Enforcement FINRA Re: Jason Paul Fettig General Securities Representative CRD No. 3032761 Pursuant to FINRA Rule 9216 of FINRA Code of Procedure, I, Jason Paul Fettig, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA

    Reference 2011026158901data-portal.finra.orgfinra.org

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