Nex Systems
Type not stated

JASON PLUNKETT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/14/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090210296 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jason Plunkett, Respondent General Securities Representative Investment Company/Variable Contract Products Representative CRD No. 4859990 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jason Plunkett ("Plunkett"), submit this Letter of Acceptance, Waiver and Consent

    Reference 2009021029605data-portal.finra.orgfinra.org

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