Nex Systems
Type not stated

JASON REBACK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/18/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C9B050033 DISTRICT 9 NEW JERSEY TO: Department of Enforcement NASD RE: Jason Reback, Respondent CRD No. 735463 Pursuant to Rule 9216 of NASD Code of Procedure, Jason Reback ("Reback”) submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if

    Reference C9B050033data-portal.finra.orgfinra.org

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