Nex Systems
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Jason Robert Stannard

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/15/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061720801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jason Robert Stannard (Respondent) General Securities Representative CRD No. 5132938 Pursuant to FINRA Rule 9216, Respondent Jason Robert Stannard submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against

    Reference 2019061720801finra.orgdata-portal.finra.org

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