Nex Systems
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JASON SEAN HARRISON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/25/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018648901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jason Sean Harrison, Respondent General Securities Representative CRD No. 2628373 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Jason Sean Harrison ("Harrison" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2009018648901data-portal.finra.orgfinra.org

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