Jay Clint Tomlinson

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/11/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2016047634502 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jay Clint Tomlinson (Respondent) General Securities Representative, General Securities Principal CRD No. 2680269 Pursuant to FINRA Rule 9216, Respondent Jay Clint Tomlinson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2016047634502data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/20/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011025773503 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brimberg & Co. (BD No. 1315), Member Firm and Jay Clint Tomlinson (CRD No. 26802691), General Securities Principal Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Brimberg & Co. ("Brimberg" or "the Firm") and Jay Clint Tomlinson ("Tomlinson") (collectively ''Respondents") submit this Letter of Acceptance, Waiver and
Reference 2011025773503data-portal.finra.org finra.org

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