Nex Systems
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JAY LYNN THACKER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/08/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009019070101 To: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") Re: Jay Lynn Thacker, Respondent General Securities Representative, Investment Company/Variable Annuity Representative and General Securities Principal CRD No. 3211822 Pursuant to FINRA Rule 9216 of FINRA Code of Procedure, I, Jay Lynn Thacker, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing

    Reference 2009019070101finra.orgdata-portal.finra.org

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