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JAYME A. KURTYKA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/16/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. JAYME A. KURTYKA, (CRD No. 1171623) Respondent. Disciplinary Proceeding No. CAF040067 Hearing Officer David M. FitzGerald ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 16, 2005 INTRODUCTION Disciplinary Proceeding No. CAF040067 was filed on August 24, 2004, by the Department of Enforcement of NASD ("Complainant"). Respondent Jayme A. Kurtyka ("Kurtyka") submitted an Offer of Settlement ("Offer") to Complainant on

    Reference CAF040067data-portal.finra.orgfinra.org

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