Nex Systems
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JEANNETTE MARTENS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/02/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015946101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeannette Martens, Respondent General Securities Representative CRD No. 5510546 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeannette Martens (Martens or Respondent) submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2008015946101data-portal.finra.orgfinra.org

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