Nex Systems
Type not stated

JEFFERY L. BACLET

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/20/2007: SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No. 55313 / February 20, 2007 Admin. Proc. File No. 3-12260 In the Matter of the Application of DONNER CORPORATION INTERNATIONAL, JEFFERY L. BACLET, VINCENT M. UBERT1, and PAUL A. RUNYON For Review of Disciplinary Action Taken by NASD OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION - REVIEW OF DISCIPLINARY PROCEEDING Violat

    Reference CAF20020048data-portal.finra.orgfinra.org

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