Nex Systems
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JEFFREY ALLAN ASHTON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/07/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010025343802 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey Allan Ashlon, Respondent Investment Company Products Representative CRD No. 4146295 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, 1, Jeffrey Allan Ashton ("Ashlon"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2010025343802data-portal.finra.orgfinra.org

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