Nex Systems
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JEFFREY ALLEN DAVIS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/21/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JEFFREY ALLEN DAVIS, (CRD No. 4905524) Respondent. Disciplinary Proceeding No. 2008015704401 Hearing Officer: MAD INTRODUCTION Disciplinary Proceeding No. 2008015704401 was filed on December 17,2009, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA") ("Complainant"). Respondent Davis submitted an Offer of Settlement ("Offer") to Complainant on January 14, 2009.

    Reference 2008015704401finra.orgdata-portal.finra.org

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