Nex Systems
Type not stated

JEFFREY ALLEN LINDSEY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/06/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009019125901 To: Department of Enforcement FINRA Re: Jeffrey Allen Lindsey General Securities Representative, Municipal Securities Representative, General Securities Principal, Municipal Securities Principal and Options Principal CRD No. 2285825 Pursuant to FINRA Rule 9216 of FINRA Code of Procedure, I, Jeffrey Allen Lindsey, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a

    Reference 2009019125901data-portal.finra.orgfinra.org

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