Nex Systems
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Jeffrey D. Daggett

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/29/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012035383801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey D. Daggett, Respondent General Securities Representative, General Securities Sales Supervisor CRD No. 843023 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffrey D. Daggett ("Daggett" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2012035383801data-portal.finra.orgfinra.org

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