Nex Systems
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JEFFREY DAVID SNYDER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/14/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015045289901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey David Snyder General Securities Representative CRD No. 4608767 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure. Respondent Jeffiey David Snyder ("Respondent" or "Snyder") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2015045289901finra.orgdata-portal.finra.org

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