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JEFFREY DAVIDSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/06/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013039482702 TO: Department of Enforcement Financial Industry Regulatory Anthority ("FINRA") RE: Jeffrey Davidson Respondent General Securities Representative CRD No. 1352867 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffrey Davidson ("Davidson" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent "AWC") for the purpose of proposing

    Reference 2013039482702data-portal.finra.orgfinra.org

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