Nex Systems
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JEFFREY G. LANE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/26/2013: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Market Regulation, Complainant, vs. Robert Marcus Lane North Palm Beach, FL, and Jeffrey G. Lane Darien, CT, Respondents. DECISION Complaint No. 20070082049 Dated: December 26, 2013 Respondent Robert Marcus Lane engaged in improper interpositioning, resulting in unfair and excessive mark-ups and fraud. Respondent Jeffrey Griffin Lane failed to discharge his supervisory duties. Respondents

    Reference 2007008204901data-portal.finra.orgfinra.org

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