Nex Systems
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JEFFREY JON RUMMELLS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/12/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010025305701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey Jon Rummells, Respondent Registered Representative CRD No. 1441857 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffrey Jon Rummells ("Rummells" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2010025305701data-portal.finra.orgfinra.org

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