Nex Systems
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JEFFREY MARASSO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/27/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E0220030721-01 TO: Department of Enforcement NASD RE: Jeffrey Marasso. Respondent Investment Company Products/Variable Contracts Principal CRD No. 2088364 Pursuant to Rule 9216 of NASD Code of Procedure, I, Jeffrey Marasso ("Marasso"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below.

    Reference E022003072101data-portal.finra.orgfinra.org

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