Nex Systems
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JEFFREY MARC GRAYSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/16/2017: FINANCIAL INDUSTRY REGULATORY AUTHOR?TY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049558701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey Marc Grayson, Respondent CRD No. 728985 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffrey Marc Grayson ("Grayson"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2016049558701data-portal.finra.orgfinra.org

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