Nex Systems
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JEFFREY MICHAEL MARTINOUS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/23/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JEFFREY MICHAEL MARTINOUS, (CRD No. 3011007) Respondent. Disciplinary Proceeding No. 20050016241-01 Hearing Officer - RSH ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 23, 2007 INTRODUCTION Disciplinary Proceeding No. 20050016241-01 was filed on or about July 10, 2006, by the Department of Enforcement of NASD ("Complaint").

    07/10/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JEFFREY MICHAEL MARTINOUS, (CRD No. 3011007) Respondent. Disciplinary Proceeding No. 20050016241-01 Hearing Officer COMPLAINT Upon information and belief, Complainant alleges as follows: 1. Respondent Jeffrey Michael Martinous ("Martinous") became registered with NASD as a Series 7 General Securities Representative on or about April 7, 1998. Martinous

    Reference 2005001624101data-portal.finra.orgfinra.orgdata-portal.finra.org

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