Nex Systems
Type not stated

JEFFREY P. SAEY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/17/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20130352500-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gates Capital Corporation, Respondent BD No. 29582 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Gates Capital Corporation ("Gates Capital" or the "Firm"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2014041005901finra.orgdata-portal.finra.org

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