Nex Systems
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Jeffrey Paul Davis

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/05/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013039456301 TO: Depaitment of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Jeffrey Paul Davis, Respondent General Securities Representative, General Securities Principal, and Investment Company Products and Variable Contracts Representative CRD No. 2501354 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffrey Paul Davis, submit this Letter of Acceptance, Waiver and Consent ("AWC") for

    Reference 2013039456301data-portal.finra.orgfinra.org

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