Nex Systems
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Jeffrey Payne

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/01/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081405001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey Payne (Respondent) Investment Company and Variable Contracts Products Representative CRD No. 2160235 Pursuant to FINRA Rule 9216, Respondent Jeffrey Payne submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

    Reference 2024081405001finra.orgdata-portal.finra.org

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