Nex Systems
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JEFFREY R. CHICOLA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/14/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050022347 TO: Department of Enforcement NASD RE: Jeffrey R. Chicola, Respondent General Securities Principal and General Securities Representative CRD No. 2686979 Pursuant to Rule 9216 of NASD Code of Procedure, I, Jeffrey R. Chicola, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted,

    Reference 2005002234701data-portal.finra.orgfinra.org

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