Nex Systems
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JEFFREY ROBERT UNRUH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/16/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008014322401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey Robert Unruh, Respondent Investment Company & Variable Products Representative and General Securities Representative (CRD No. 2758509) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffrey Robert Unruh ("Unruh") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2008014322401data-portal.finra.orgfinra.org

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